Overview
The SOX Compliance Checker is an enterprise-grade assessment platform designed to evaluate organizational compliance with Sarbanes-Oxley (SOX) requirements. Built for financial institutions, public companies, and their service providers, this tool provides comprehensive compliance evaluation across multiple control sections and assessment tiers.
This platform enables security and compliance teams to systematically assess their SOX control environment, document compliance status across various domains, and generate actionable insights for remediation. The multi-tier assessment approach (basic, standard, enterprise) allows organizations to scale their compliance evaluation from initial scoping through detailed enterprise-wide assessments.
Ideal users include Chief Compliance Officers, Internal Audit teams, IT Security professionals, and managed service providers supporting SOX-regulated organizations who need standardized, repeatable compliance assessment capabilities integrated into their operational workflows.
Usage
Sample Request
CODEBLOCK0
Sample Response
CODEBLOCK1
Endpoints
GET /health
Description: Health check endpoint to verify service availability.
Method: GET
Path: INLINECODE0
Parameters: None
Response:
- - Status: 200 OK
- Content-Type: application/json
- Schema: Object (service status information)
POST /api/sox/assess
Description: Perform comprehensive SOX compliance assessment across multiple control domains and sections.
Method: POST
Path: INLINECODE1
Request Body:
| Parameter | Type | Required | Description |
|---|
| INLINECODE2 | string | Yes | Assessment tier level: basic, standard, or INLINECODE5 |
| INLINECODE6 |
string | Yes | Unique session identifier for tracking and audit trail purposes |
|
controls | object | Yes | Controls organized by section; each section contains an array of ControlInput objects |
ControlInput Schema:
| Parameter | Type | Required | Description |
|---|
| INLINECODE8 | string | Yes | Unique identifier for the control (e.g., "FR-001", "IT-101") |
| INLINECODE9 |
boolean | Yes | Compliance status of the control:
true if compliant,
false if non-compliant |
|
notes | string | No | Optional notes or evidence supporting the compliance determination |
Response:
- - Status: 200 OK
- Content-Type: application/json
- Schema: Assessment result object containing:
-
assessmentId: Unique identifier for the assessment
-
sessionId: Echo of the request session identifier
-
tier: Assessment tier used
-
timestamp: ISO 8601 timestamp of assessment
-
overallCompliance: Aggregate compliance percentage (0-100)
-
sectionResults: Detailed results per control section with compliance counts and findings
-
remediationActions: Prioritized list of remediation recommendations
Error Response (422 Validation Error):
- - Status: 422 Unprocessable Entity
- Content-Type: application/json
- Schema: HTTPValidationError containing validation error details
OPTIONS /api/sox/assess
Description: Handle CORS preflight requests for cross-origin assessment submissions.
Method: OPTIONS
Path: INLINECODE20
Parameters: None
Response:
- - Status: 200 OK
- Content-Type: application/json
Pricing
| Plan | Calls/Day | Calls/Month | Price |
|---|
| Free | 5 | 50 | Free |
| Developer |
20 | 500 | $39/mo |
| Professional | 200 | 5,000 | $99/mo |
| Enterprise | 100,000 | 1,000,000 | $299/mo |
About
ToolWeb.in - 200+ security APIs, CISSP & CISM, platforms: Pay-per-run, API Gateway, MCP Server, OpenClaw, RapidAPI, YouTube.
References
- - Kong Route: https://api.mkkpro.com/compliance/sox-compliance
- API Docs: https://api.mkkpro.com:8039/docs
技能名称: SOX合规检查器
详细描述:
概述
SOX合规检查器是一个企业级评估平台，旨在评估组织对萨班斯-奥克斯利法案（SOX）要求的合规性。该工具专为金融机构、上市公司及其服务提供商设计，可在多个控制部分和评估层级中提供全面的合规评估。
该平台使安全和合规团队能够系统性地评估其SOX控制环境，记录各领域的合规状态，并生成可操作的整改见解。多层评估方法（基础、标准、企业）允许组织从初始范围界定到详细的企业级评估，逐步扩展其合规评估。
理想用户包括首席合规官、内部审计团队、IT安全专业人员以及支持受SOX监管组织的托管服务提供商，这些用户需要将标准化、可重复的合规评估能力集成到其运营工作流程中。
使用
示例请求
json
{
tier: standard,
sessionId: sess20250117audit_001,
controls: {
financial_reporting: [
{
controlId: FR-001,
compliant: true,
notes: 月度对账流程已记录并测试
},
{
controlId: FR-002,
compliant: false,
notes: 缺少第三季度审查签字的证据
}
],
itgeneralcontrols: [
{
controlId: IT-101,
compliant: true,
notes: 访问审查每季度执行一次
},
{
controlId: IT-102,
compliant: true
}
]
}
}
示例响应
json
{
assessmentId: assess20250117001,
sessionId: sess20250117audit_001,
tier: standard,
timestamp: 2025-01-17T14:32:18Z,
overallCompliance: 75,
sectionResults: {
financial_reporting: {
compliant: 1,
total: 2,
compliancePercentage: 50,
findings: [
{
controlId: FR-002,
status: non_compliant,
severity: medium,
recommendation: 获取第三季度缺失的审查证据
}
]
},
itgeneralcontrols: {
compliant: 2,
total: 2,
compliancePercentage: 100
}
},
remediationActions: [
{
priority: high,
action: 收集并记录FR-002审查签字,
dueDate: 2025-02-14
}
]
}
端点
GET /health
描述： 健康检查端点，用于验证服务可用性。
方法： GET
路径： /health
参数： 无
响应：
- - 状态： 200 OK
- 内容类型： application/json
- 模式： 对象（服务状态信息）
POST /api/sox/assess
描述： 在多个控制域和部分执行全面的SOX合规评估。
方法： POST
路径： /api/sox/assess
请求体：
| 参数 | 类型 | 必需 | 描述 |
|---|
| tier | string | 是 | 评估层级级别：basic、standard 或 enterprise |
| sessionId |
string | 是 | 用于跟踪和审计追踪的唯一会话标识符 |
| controls | object | 是 | 按部分组织的控制项；每个部分包含一个ControlInput对象数组 |
ControlInput模式：
| 参数 | 类型 | 必需 | 描述 |
|---|
| controlId | string | 是 | 控制项的唯一标识符（例如，FR-001、IT-101） |
| compliant |
boolean | 是 | 控制项的合规状态：true表示合规，false表示不合规 |
| notes | string | 否 | 支持合规判定的可选备注或证据 |
响应：
- - 状态： 200 OK
- 内容类型： application/json
- 模式： 评估结果对象，包含：
- assessmentId：评估的唯一标识符
- sessionId：请求会话标识符的回显
- tier：使用的评估层级
- timestamp：评估的ISO 8601时间戳
- overallCompliance：总体合规百分比（0-100）
- sectionResults：每个控制部分的详细结果，包含合规计数和发现项
- remediationActions：按优先级排序的整改建议列表
错误响应（422验证错误）：
- - 状态： 422 Unprocessable Entity
- 内容类型： application/json
- 模式： HTTPValidationError，包含验证错误详情
OPTIONS /api/sox/assess
描述： 处理跨域评估提交的CORS预检请求。
方法： OPTIONS
路径： /api/sox/assess
参数： 无
响应：
- - 状态： 200 OK
- 内容类型： application/json
定价
| 计划 | 每日调用次数 | 每月调用次数 | 价格 |
|---|
| 免费 | 5 | 50 | 免费 |
| 开发者 |
20 | 500 | $39/月 |
| 专业 | 200 | 5,000 | $99/月 |
| 企业 | 100,000 | 1,000,000 | $299/月 |
关于
ToolWeb.in - 200+安全API，CISSP & CISM，平台：按次付费、API网关、MCP服务器、OpenClaw、RapidAPI、YouTube。
参考
- - Kong路由： https://api.mkkpro.com/compliance/sox-compliance
- API文档： https://api.mkkpro.com:8039/docs
